Personnel Hong Kong SFC License Details (ID 114273)

Personnel Hong Kong SFC License Details (ID 114273)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2006-07-25	2009-10-12
	Rep	Advising on securities	2006-07-25	2009-10-12
	Rep	Asset management	2006-07-25	2009-10-12
	Rep	Dealing in securities	2006-07-25	2009-10-12
	Rep	Advising on securities	2006-05-18	2006-05-19
	Rep	Advising on securities	2006-04-28	2006-04-29
	Rep	Advising on securities	2006-04-11	2006-04-13
	Rep	Advising on securities	2006-03-28	2006-03-29
	Rep	Advising on securities	2006-01-18	2006-01-20
	Rep	Advising on securities	2005-11-14	2005-11-18
	Rep	Advising on securities	2005-10-26	2005-10-27
	Rep	Advising on securities	2005-09-08	2005-09-10
	Rep	Advising on securities	2005-08-16	2005-08-17
	Rep	Advising on securities	2005-07-28	2005-07-29
	Rep	Advising on securities	2005-07-11	2005-07-13
	Rep	Advising on securities	2005-05-17	2005-05-19
	Rep	Advising on securities	2005-04-14	2005-04-15
	Rep	Advising on securities	2005-01-27	2005-01-29
	Rep	Advising on securities	2004-08-05	2004-08-06