Personnel Hong Kong SFC License Details (ID 114293)

Personnel Hong Kong SFC License Details (ID 114293)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED	Rep	Advising on securities	2016-03-29	2017-09-22
	Rep	Dealing in securities	2016-03-29	2017-09-22
HARBOURVEST PARTNERS (ASIA) LIMITED	Rep	Asset management	2014-06-09	2015-02-12
	Rep	Dealing in securities	2014-06-09	2015-02-12
	Rep	Asset management	2013-10-11	2014-04-11
	Rep	Dealing in securities	2013-10-11	2014-04-11
CBRE Investment Management (Asia) Limited	Rep	Advising on corporate finance	2004-09-13	2008-01-10
	Rep	Advising on securities	2004-09-13	2008-01-10
	Rep	Asset management	2004-09-13	2008-01-10