Personnel Hong Kong SFC License Details (ID 114306)

Personnel Hong Kong SFC License Details (ID 114306)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on corporate finance	2024-04-12	-
	RO	Advising on securities	2024-04-12	-
	RO	Dealing in securities	2024-04-12	-
	Rep	Advising on corporate finance	2021-03-03	2024-04-12
	Rep	Advising on securities	2021-03-03	2024-04-12
	Rep	Dealing in securities	2021-03-03	2024-04-12
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2020-12-07
	Rep	Advising on corporate finance	2012-06-07	2016-12-18
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2004-09-02	2005-08-11
	Rep	Dealing in securities	2004-09-02	2005-08-11