Personnel Hong Kong SFC License Details (ID 114311)

Personnel Hong Kong SFC License Details (ID 114311)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	Rep	Advising on securities	2024-02-27	-
	Rep	Asset management	2024-02-27	-
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2019-02-26	2023-12-31
	Rep	Asset management	2019-02-26	2023-12-31
Blue Ocean Asset Management Limited	RO	Advising on securities	2017-11-29	2018-12-31
	RO	Asset management	2017-11-29	2018-12-31
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2011-05-24	2013-06-13
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2006-08-01	2011-03-16
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2004-08-09	2006-07-15