| CBH Asia Limited | RO | Advising on futures contracts | 2025-09-12 | - |
| RO | Advising on securities | 2025-09-12 | - |
| RO | Dealing in futures contracts | 2025-09-12 | - |
| RO | Dealing in securities | 2025-09-12 | - |
| Rep | Asset management | 2025-04-15 | - |
| Rep | Advising on futures contracts | 2025-04-15 | 2025-09-12 |
| Rep | Advising on securities | 2025-04-15 | 2025-09-12 |
| Rep | Dealing in futures contracts | 2025-04-15 | 2025-09-12 |
| Rep | Dealing in securities | 2025-04-15 | 2025-09-12 |
| SARASIN RABO INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2008-06-12 | 2011-01-31 |
| Rep | Dealing in securities | 2008-06-12 | 2011-01-31 |
| CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on futures contracts | 2004-10-05 | 2005-07-02 |
| Rep | Advising on securities | 2004-10-05 | 2005-07-02 |
| Rep | Dealing in securities | 2004-08-12 | 2005-07-02 |