Personnel SFC Licences and HKMA Registrations (ID 114328)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Splentide Capital Limited	RO	Advising on securities	2016-05-23	-
	RO	Asset management	2016-05-23	-
	RO	Dealing in securities	2016-05-23	-
CMB WING LUNG ASSET MANAGEMENT LIMITED	RO	Asset management	2012-02-22	2015-08-20
EAM Investment Advisors Limited	RO	Asset management	2009-11-16	2010-04-28
Pinpoint Investment Advisor Limited	RO	Asset management	2007-11-29	2009-02-06
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-08-12	2007-08-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.