Personnel Hong Kong SFC License Details (ID 114342)

Personnel Hong Kong SFC License Details (ID 114342)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2007-12-11	2011-05-18
	Rep	Asset management	2007-12-11	2011-05-18
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2007-12-11	2011-05-18
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2005-07-11	2007-07-20
	Rep	Asset management	2005-07-11	2007-07-20
	Rep	Dealing in securities	2005-07-11	2007-07-20
Legg Mason Asset Management Hong Kong Limited	Rep	Asset management	2005-03-01	2005-07-01
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	Asset management	2005-03-01	2005-07-01
Legg Mason Asset Management Hong Kong Limited	Rep	Advising on securities	2004-09-28	2005-07-01
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	Advising on securities	2004-09-28	2005-07-01
	Rep	Dealing in securities	2004-09-28	2005-07-01