Personnel Hong Kong SFC License Details (ID 114346)

Personnel Hong Kong SFC License Details (ID 114346)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEAR STEARNS ASIA LIMITED	Rep	Advising on futures contracts	2008-08-15	2009-11-23
	Rep	Advising on securities	2008-08-15	2009-11-23
	Rep	Dealing in futures contracts	2008-08-15	2009-11-23
	Rep	Dealing in securities	2008-08-15	2009-11-23
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2006-01-04	2010-04-28
	Rep	Dealing in futures contracts	2006-01-04	2010-04-28
	Rep	Advising on securities	2004-08-17	2010-04-28
	Rep	Dealing in securities	2004-08-17	2010-04-28