Personnel Hong Kong SFC License Details (ID 114347)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CC Finance Limited	Rep	Advising on corporate finance	2006-06-17	2007-08-10
	Rep	Advising on securities	2006-06-17	2007-08-10
	Rep	Dealing in securities	2006-06-17	2007-08-10
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2004-08-17	2006-07-07
	Rep	Dealing in securities	2004-08-17	2006-07-07