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Gupta, Gaurav (SFC:ALC472) Hong Kong SFC License Details (ID 114365)
Gupta, Gaurav (SFC:ALC472)
SFC ID:
ALC472
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Advising on corporate finance
2004-08-20
2005-04-13
Rep
Dealing in securities
2004-08-20
2005-04-13