Personnel Hong Kong SFC License Details (ID 114398)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-12-15	2005-03-15
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-15	2005-03-15
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2004-11-19	2005-03-15
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2004-08-23	2004-11-16