Personnel Hong Kong SFC License Details (ID 114405)

Personnel Hong Kong SFC License Details (ID 114405)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-05-22	2006-09-13
	Rep	Dealing in securities	2006-05-22	2006-09-13
	Rep	Leveraged foreign exchange trading	2006-04-12	2006-09-13
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2005-07-15	2006-03-16
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-03-07	2006-03-16
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2004-08-26	2005-02-22