Personnel SFC Licences and HKMA Registrations (ID 11440683)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA XIN YONGAN FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2022-08-12	-
	RO	Dealing in futures contracts	2022-08-12	-
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2021-09-14	-
	RO	Asset management	2021-09-14	-
	Rep	Advising on securities	2019-04-29	2021-09-14
	Rep	Asset management	2019-04-29	2021-09-14
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-11-16	2022-05-23
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2017-06-06	2022-08-12
	Rep	Dealing in futures contracts	2017-06-06	2022-08-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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