Personnel Hong Kong SFC License Details (ID 114415)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2018-10-18	2021-09-03
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2018-10-18	2021-09-03
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-08-30	2006-08-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2004-08-30	2006-08-16