| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-08-09 | 2006-12-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-08-09 | 2006-12-01 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-06-30 | 2006-12-01 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-10-21 | 2006-05-12 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-01 | 2005-10-13 |