Personnel Hong Kong SFC License Details (ID 114480)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Penjing Asset Management (HK) Limited	Rep	Dealing in securities	2014-01-21	2015-11-16
FPCG (HONG KONG) LIMITED	Rep	Dealing in securities	2013-07-12	2013-07-19
Guggenheim Securities (Hong Kong) Limited	Rep	Dealing in securities	2009-07-14	2010-09-17
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2004-09-10	2006-11-15
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-09-10	2006-11-15