Personnel Hong Kong SFC License Details (ID 114487)

Personnel Hong Kong SFC License Details (ID 114487)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Link Asset Management Limited (HK)	RO	Asset management	2023-05-22	-
	Rep	Asset management	2023-04-28	2023-05-22
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2005-03-15	2010-10-13
	RO	Dealing in securities	2005-03-15	2010-10-13
Macquarie Corporate (Hong Kong) Limited	RO	Advising on corporate finance	2005-03-15	2010-10-13
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2004-09-07	2005-03-15
	Rep	Dealing in securities	2004-09-07	2005-03-15
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2004-09-07	2005-03-15