Personnel Hong Kong SFC License Details (ID 114490)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARSHALL WACE ASIA LIMITED	RO	Asset management	2006-10-27	2008-10-17
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-09-08	2006-06-27
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2004-09-08	2006-06-27