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Tan, Bok Chuan 陳木泉 Hong Kong SFC License Details (ID 114521)
Tan, Bok Chuan 陳木泉
SFC ID:
ALF923
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Advising on securities
2006-06-23
2007-11-12
Rep
Dealing in securities
2006-06-23
2007-11-12
LEHMAN BROTHERS ASIA LIMITED
Rep
Advising on securities
2004-09-16
2006-06-06