Personnel Hong Kong SFC License Details (ID 114543)

Personnel Hong Kong SFC License Details (ID 114543)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Advising on securities	2014-06-06	2016-11-02
	Rep	Asset management	2014-06-06	2016-11-02
	Rep	Dealing in securities	2014-06-06	2016-11-02
NNIP HONG KONG LIMITED	RO	Advising on securities	2012-10-22	2013-11-27
	RO	Asset management	2012-10-22	2013-11-27
	RO	Dealing in securities	2012-10-22	2013-11-27
	Rep	Advising on securities	2012-05-10	2012-10-22
	Rep	Asset management	2012-05-10	2012-10-22
	Rep	Dealing in securities	2012-05-10	2012-10-22
	RO	Advising on securities	2005-06-01	2009-01-31
	RO	Dealing in securities	2005-06-01	2009-01-31
	RO	Asset management	2005-01-25	2009-01-31
	Rep	Asset management	2004-09-20	2005-01-25
	Rep	Advising on securities	2004-09-20	2005-06-01
	Rep	Dealing in securities	2004-09-20	2005-06-01