Personnel Hong Kong SFC License Details (ID 114545)

Personnel Hong Kong SFC License Details (ID 114545)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-08-05	2011-07-10
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-06-18	2011-07-10
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2008-05-28	2011-07-10
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2007-01-11	2008-03-19
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2007-01-11	2008-03-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-08-10	2006-04-04
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2004-09-21	2005-08-10