| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2024-06-03 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2024-06-03 | - |
| Rep | Dealing in futures contracts | 2024-06-03 | - | |
| Rep | Dealing in securities | 2024-06-03 | - | |
| INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2022-01-03 | 2024-05-24 |
| Rep | Providing automated trading services | 2022-01-03 | 2024-05-24 | |
| Rep | Dealing in securities | 2022-01-03 | 2024-05-24 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-05-10 | 2021-12-05 |
| Rep | Dealing in futures contracts | 2021-05-10 | 2021-12-05 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-05-10 | 2021-12-05 |
| Rep | Dealing in securities | 2021-05-10 | 2021-12-05 | |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-07 | 2017-08-25 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2017-06-07 | 2017-08-25 |
No HKMA registrations in the collected records.