Personnel SFC Licences and HKMA Registrations (ID 11459602)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Dealing in futures contracts	2026-09-24	-
	Rep	Dealing in securities	2026-09-24	-
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Asset management	2017-06-07	2020-06-09
	Rep	Dealing in futures contracts	2017-06-07	2022-07-29
	Rep	Dealing in securities	2017-06-07	2022-07-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.