| ASCENDANT SECURITIES (HK) LIMITED | RO | Advising on securities | 2026-07-07 | - |
| RO | Asset management | 2026-07-07 | - |
| RO | Dealing in securities | 2026-07-07 | - |
| VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2022-11-10 | 2023-10-31 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2016-03-23 | 2022-07-22 |
| Rep | Dealing in securities | 2016-03-23 | 2022-07-22 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-03 | 2015-12-25 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2014-10-10 | 2015-12-25 |
| DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-16 | 2014-09-29 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-03-28 | 2013-10-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-03-28 | 2013-10-30 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-09-23 | 2006-08-29 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-09-23 | 2006-08-29 |