Personnel Hong Kong SFC License Details (ID 114663)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2006-10-06	2007-06-21
	Rep	Dealing in futures contracts	2006-10-06	2007-06-21
	Rep	Advising on securities	2004-10-13	2007-06-21
	Rep	Dealing in securities	2004-10-13	2007-06-21