Personnel Hong Kong SFC License Details (ID 114679)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-26	2010-10-04
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-07-11	2010-10-04
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-07-11	2010-08-26
DWS Investments Hong Kong Limited	Rep	Advising on securities	2004-11-05	2007-04-30
	Rep	Asset management	2004-11-05	2007-04-30