Personnel Hong Kong SFC License Details (ID 114688)

Personnel Hong Kong SFC License Details (ID 114688)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Point Asset Management Limited	RO	Advising on securities	2017-12-18	2018-06-18
	RO	Asset management	2017-12-18	2018-06-18
	Rep	Advising on securities	2015-10-12	2017-12-18
	Rep	Asset management	2015-10-12	2017-12-18
ICBC UBS Asset Management (International) Company Limited	Rep	Advising on securities	2013-08-28	2015-07-28
	Rep	Asset management	2013-08-28	2015-07-28
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Dealing in securities	2007-03-07	2007-08-27
	Rep	Advising on securities	2006-11-29	2007-08-27
	Rep	Asset management	2006-11-29	2007-08-27
AMUNDI ASSET MANAGEMENT	Rep	Advising on securities	2004-10-12	2006-10-13
	Rep	Asset management	2004-10-12	2006-10-13
Amundi Hong Kong Limited	Rep	Advising on securities	2004-10-12	2006-10-13
	Rep	Asset management	2004-10-12	2006-10-13
	Rep	Dealing in securities	2004-10-12	2006-10-13