Personnel Hong Kong SFC License Details (ID 114716)

Personnel Hong Kong SFC License Details (ID 114716)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T. Rowe Price Hong Kong Limited	Rep	Advising on securities	2020-03-24	-
	Rep	Dealing in securities	2020-03-24	-
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2017-11-15	2020-03-06
Janus Henderson Investors Hong Kong Limited	RO	Advising on securities	2017-06-29	2017-10-27
	RO	Dealing in securities	2017-06-29	2017-10-27
	Rep	Advising on securities	2013-05-20	2017-06-29
	Rep	Dealing in securities	2013-05-20	2017-06-29
Tyche Group Limited	Rep	Advising on securities	2004-11-11	2011-01-05
	Rep	Asset management	2004-11-11	2011-01-05