Personnel Hong Kong SFC License Details (ID 114725)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amherst Pierpont International Limited	RO	Advising on securities	2009-06-17	2022-12-31
	RO	Dealing in securities	2009-06-17	2022-12-31
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2005-10-03	2008-03-14
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2004-10-19	2005-09-12