Personnel Hong Kong SFC License Details (ID 114750)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-08-08	2015-07-10
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2008-11-13	2011-08-31
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	2007-02-15	2008-10-16
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2004-11-29	2006-10-01
	Rep	Dealing in securities	2004-11-29	2006-10-01