Personnel Hong Kong SFC License Details (ID 114751)

Personnel Hong Kong SFC License Details (ID 114751)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA Investment Managers Asia Limited	RO	Advising on futures contracts	2014-10-17	2015-02-18
	RO	Advising on securities	2014-10-17	2015-02-18
	RO	Asset management	2014-10-17	2015-02-18
	RO	Dealing in securities	2014-10-17	2015-02-18
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	RO	Advising on futures contracts	2014-10-17	2015-02-18
	RO	Advising on securities	2014-10-17	2015-02-18
	RO	Asset management	2014-10-17	2015-02-18
	RO	Dealing in securities	2014-10-17	2015-02-18
BLACKROCK (HONG KONG) LIMITED	RO	Advising on securities	2005-04-11	2006-08-31
	RO	Asset management	2005-04-11	2006-08-31
	RO	Dealing in securities	2005-04-11	2006-08-31
	Rep	Advising on securities	2005-01-03	2005-04-11
	Rep	Asset management	2004-10-21	2005-04-11
	Rep	Dealing in securities	2004-10-21	2005-04-11