Personnel Hong Kong SFC License Details (ID 114761)

Personnel Hong Kong SFC License Details (ID 114761)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2026-04-15	-
	Rep	Dealing in securities	2026-04-15	-
Black Tusk Partners Limited	RO	Dealing in securities	2023-10-05	2026-02-05
Global Voyager Fund (HK) Company Limited	Rep	Advising on securities	2021-05-03	2022-05-31
	Rep	Asset management	2021-05-03	2022-05-31
AIF CAPITAL LIMITED	Rep	Advising on securities	2019-09-09	2020-06-30
Acion Partners Limited	RO	Asset management	2016-09-07	2019-06-20
	Rep	Asset management	2015-09-09	2016-09-07
CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2015-05-14	2015-09-02
	Rep	Dealing in securities	2015-05-14	2015-09-02
	Rep	Asset management	2012-03-23	2015-05-14
Cephei Capital Management (Hong Kong) Limited	Rep	Asset management	2012-03-23	2015-09-02
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-07-14	2011-05-01
SAIL ADVISORS LIMITED	Rep	Asset management	2004-12-10	2005-05-11