Personnel Hong Kong SFC License Details (ID 114803)

Personnel Hong Kong SFC License Details (ID 114803)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2015-01-02	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2015-01-02	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-05-04	2007-05-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-09-21	2007-05-26
	Rep	Leveraged foreign exchange trading	2005-09-27	2007-05-26
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2004-11-03	2005-05-03