Personnel Hong Kong SFC License Details (ID 114835)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2014-07-31	2016-09-09
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2011-10-07	2013-07-09
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2007-05-21	2011-07-21
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2006-06-23	2007-04-21
CITIC FRONTIER CHINA RESEARCH LIMITED	Rep	Advising on securities	2004-11-09	2006-02-01