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Personnel Hong Kong SFC License Details (ID 114840)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SEI INVESTMENTS (ASIA) LIMITED
Rep
Advising on securities
2011-10-18
2021-06-30
Rep
Asset management
2011-10-18
2021-06-30
Morgan Stanley Asia Limited
Rep
Dealing in securities
2004-11-11
2004-11-17