Personnel Hong Kong SFC License Details (ID 114843)

Personnel Hong Kong SFC License Details (ID 114843)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OVERLOOK INVESTMENTS LIMITED	Rep	Asset management	2015-06-29	2016-10-28
ASPEN CREST PARTNERS (HK) LIMITED	RO	Asset management	2013-01-03	2014-12-31
Owl Creek Hong Kong Limited	Rep	Asset management	2011-05-20	2012-12-31
Robeco Hong Kong Limited	Rep	Asset management	2010-04-26	2010-07-23
	Rep	Advising on securities	2009-01-09	2010-07-23
	Rep	Dealing in securities	2009-01-09	2010-07-23
HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED	Rep	Advising on securities	2006-03-01	2008-01-31
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2004-11-11	2005-12-22
	Rep	Dealing in securities	2004-11-11	2005-12-22
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2004-11-11	2005-12-22