Personnel Hong Kong SFC License Details (ID 114857)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2006-01-24	2007-08-06
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2005-10-05	2007-08-06
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2005-01-27	2005-09-02
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2004-11-10	2005-09-02