Personnel Hong Kong SFC License Details (ID 114870)

Personnel Hong Kong SFC License Details (ID 114870)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HPS Investment Partners (HK), Limited	RO	Dealing in securities	2022-12-08	-
	Rep	Dealing in securities	2022-01-17	2022-12-08
	Rep	Asset management	2021-06-02	2025-12-02
MARSH INVESTMENT SOLUTIONS (HK) LIMITED	Rep	Advising on securities	2018-07-03	2020-11-17
	Rep	Asset management	2018-07-03	2020-11-17
	Rep	Dealing in securities	2018-07-03	2020-11-17
AN QIAO INVESTMENT (HONG KONG) LIMITED	Rep	Advising on securities	2006-09-20	2011-03-07
	Rep	Asset management	2006-09-20	2011-03-07
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2004-11-17	2005-11-12