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Wong, Sam Shiu Lun 王兆麟 Hong Kong SFC License Details (ID 114871)
Wong, Sam Shiu Lun 王兆麟
SFC ID:
ALL140
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED
Rep
Advising on securities
2005-04-19
2007-10-12
THE PRUDENTIAL ASSURANCE COMPANY LIMITED
Rep
Advising on securities
2005-01-07
2005-03-31