Personnel Hong Kong SFC License Details (ID 114912)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2008-05-21	2011-04-02
Morgan Stanley Asia Limited	Rep	Advising on securities	2007-08-23	2008-03-12
	Rep	Dealing in securities	2007-08-23	2008-03-12
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2004-11-19	2006-05-20