Personnel SFC Licences and HKMA Registrations (ID 114961)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Leo Capital Corp (Hong Kong) Limited	Rep	Advising on securities	2021-09-02	-
	Rep	Asset management	2021-09-02	-
	RO	Advising on securities	2017-01-03	2021-09-02
	RO	Asset management	2017-01-03	2021-09-02
EXS Capital Asia Limited	Rep	Advising on corporate finance	2012-08-14	2016-12-31
	RO	Advising on securities	2012-08-14	2016-12-31
	RO	Asset management	2012-08-14	2016-12-31
	Rep	Advising on securities	2009-07-13	2012-08-14
	Rep	Asset management	2009-07-13	2012-08-14
Belvest Investment Services Limited	Rep	Advising on securities	2004-12-23	2009-06-15
	Rep	Asset management	2004-12-23	2009-06-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.