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Lee, Sung Tak 李崇德 Hong Kong SFC License Details (ID 114970)
Lee, Sung Tak 李崇德
SFC ID:
ALN168
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED
Rep
Advising on securities
2006-07-20
2010-05-17
KARL THOMSON INVESTMENT CONSULTANTS LIMITED
Rep
Advising on securities
2004-12-02
2006-07-03