Personnel Hong Kong SFC License Details (ID 11498835)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2019-12-13	-
	Rep	Dealing in securities	2019-12-13	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2017-06-09	2019-10-30
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-06-09	2019-10-30