Personnel SFC Licences and HKMA Registrations (ID 11499167)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Advising on securities	2025-08-27	-
CINDA INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2018-06-20	2021-06-28
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2017-06-09	2018-06-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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