Personnel Hong Kong SFC License Details (ID 11499168)

Personnel Hong Kong SFC License Details (ID 11499168)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Asset Management Limited	Rep	Advising on securities	2024-09-26	-
	Rep	Asset management	2024-09-26	-
WRise Prestige Securities Limited	Rep	Dealing in securities	2024-09-26	-
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-01-16	2024-07-15
	Rep	Dealing in securities	2023-01-16	2024-07-15
	Rep	Asset management	2021-03-18	2024-07-15
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2018-04-25	2023-01-16
	Rep	Dealing in securities	2018-04-25	2023-01-16
Sun International Investment Services Limited	Rep	Advising on securities	2017-09-08	2018-01-19
	Rep	Dealing in securities	2017-06-09	2018-01-19