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Personnel Hong Kong SFC License Details (ID 115005)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Oberweis Asset Management (Asia) Limited
RO
Asset management
2008-03-06
2010-11-30
BEAR STEARNS ASIA LIMITED
Rep
Advising on securities
2004-12-08
2005-04-11