Personnel Hong Kong SFC License Details (ID 115067)

Personnel Hong Kong SFC License Details (ID 115067)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED	Rep	personnel.sfcLicenses.activities.13	2024-10-02	2026-02-20
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-03-17	2008-05-14
Newedge Broker Limited	Rep	Providing automated trading services	2007-12-10	2008-05-14
	Rep	Dealing in futures contracts	2007-12-10	2008-05-14
	Rep	Dealing in securities	2007-11-30	2008-05-14
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2006-09-21	2007-10-06
	Rep	Dealing in securities	2006-08-21	2007-10-06
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2005-02-07	2006-05-18
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2004-12-22	2006-05-18
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-12-22	2006-05-18
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-12-22	2006-05-18