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Sham, Kai Wah 岑啟華 Hong Kong SFC License Details (ID 115074)
Sham, Kai Wah 岑啟華
SFC ID:
ALO244
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
HANG SENG SECURITIES LIMITED
Rep
Advising on securities
2004-12-22
2007-09-17
Rep
Dealing in securities
2004-12-22
2007-09-17