Personnel Hong Kong SFC License Details (ID 115075)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2013-09-02	2013-09-28
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2004-12-22	2006-07-04
	Rep	Dealing in securities	2004-12-22	2006-07-04