Personnel Hong Kong SFC License Details (ID 115107)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2006-06-09	2008-06-30
	Rep	Dealing in securities	2006-06-09	2008-06-30
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2004-12-30	2005-09-13
	Rep	Dealing in securities	2004-12-30	2005-09-13